Securities Litigation

Rovens Lamb is experienced in prosecuting and defending securities claims.  We have represented corporations, their officers and directors, and professionals in federal and state courts, and in FINRA, NYSE, and AAA arbitrations.  We also have handled securities class actions for both plaintiffs and defendants.  One of our partners has been a FINRA arbitrator since 1986. Our lawyers also have represented clients involving state and common law corporate matters relating to fiduciary obligations of majority shareholders, officers and directors, corporate opportunity issues, usurpation of corporate control, partnership disputes, and disputes regarding limited liability companies, among other issues.  We also have represented respondents in licensing and disciplinary proceedings prosecuted by FINRA, the SEC, and the Department of Corporations.

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